Department of Budget and Finance

Broker/Dealer firms interested in providing services to the State of Hawaiʻi can refer to the Request for Information linked below.

Responses to the Request for Information are compiled throughout the year.  Complete responses received by August 31 annually will be evaluated by the Investment Committee in the Fall, with firms notified of the results by the end of December.

• HRS section 36-Management of State Funds
• State of Hawai’i Investment Policy, Section VI-A Authorized Broker/Dealer qualifications
• Request for Information packet (RFI)
  • Appendix 1 to the RFI
  • Appendix 2 to the RFI
  • Appendix 2 addenda – sample file: GSE, Treasuries
  • Appendix 2 addenda – sample file: generics
  • Appendix 2 addenda – sample file: commercial paper
  • Appendix 3 to the RFI